Legal & Regulatory Information

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The J. Stern & Co Group

Stern and J Stern & Co refer to the J Stern & Co Group. The group includes four regulated entities, J. Stern & Co LLP, Star Fund Managers LLP, J. Stern & Co (Switzerland) AG and J. Stern & Co Limited.  It also includes J. Stern & Co (Holdings) Limited, J. Stern & Co Services Limited, , JSC Capital Limited, SFM Capital Limited, Star Football Finance Limited, Star Rights Limited, and JSC Holdings (Cayman) Limited.

J. Stern & Co LLP is a limited liability partnership incorporated in England and Wales under number OC378306. Its registered office is at 4 Carlton Gardens, London SW1Y 5AA, United Kingdom. J. Stern & Co LLP is authorised and regulated by the Financial Conduct Authority under firm reference number 588344. Its legal entity identifier, or LEI, is 2549003TLEXYJIFA3O32. A list of the members is available for inspection at the registered office and at Companies House.

Star Fund Managers LLP is a limited liability partnership incorporated in England and Wales under number OC341016.  Its registered office is at 4 Carlton Gardens, London SW1Y 5AA, United Kingdom. Star Fund Managers LLP is authorised and regulated by the Financial Conduct Authority under firm reference number 491003. Its legal entity identifier, or LEI, is 4GKHE23Z6R5G.  A list of the members is available for inspection at the registered office and at Companies House.

Stern & Co (Switzerland) AG is a registered independent asset management company in Switzerland under the Commercial Registry of the Canton of Zurich with number CH-020.3.040.473-1. Its registered company address is Gartenstrasse 10, 8002 Zürich Switzerland. It s a member of Polyreg and is operating in accordance with Art. 74 para. 2 of the Swiss Federal Act on Financial Institutions. J. Stern & Co (Switzerland) AG is affiliated with the Ombudsman “Ombudsstelle für Finanzdienstleister”, Bleicherweg 10, CH 8002 Zurich.

J. Stern & Co Limited is a company incorporated and registered in Malta with registered number C 100166 whose registered office is at 171, Old Bakery Street, Valletta, VLT1455, Malta and office address is at Dixcart House, 2, Sir Augustus Bartolo Street, Ta’ Xbiex XBX1091, Malta. J. Stern & Co Limited is authorised and regulated by the Malta Financial Services Authority.

J. Stern & Co (Holdings) Limited is a company incorporated and registered in Malta with registered number C 80294 whose registered office is at 171, Old Bakery Street, Valletta, VLT1455, Malta.

J. Stern & Co Services Limited is incorporated in England and Wales under number 08205081. Its registered office is at 4 Carlton Gardens, London SW1Y 5AA, United Kingdom.

JSC Capital Limited, SFM Capital Limited and Star Football Finance Limited are all companies incorporated in England and Wales under numbers 08205095, 06733579 and 09558404 respectively.  The registered office of each is at 4 Carlton Gardens, London SW1Y 5AA, United Kingdom.  Star Rights Limited is a company incorporated in Malta under number C 84110.  Its registered office is at 171, Old Bakery Street, Valletta, VLT1455, Malta.  JSC Holdings (Cayman) Limited is an exempted company incorporated in the Cayman Islands under number MC 136809 with registered office at P.O. Box 1586, 24 Shedden Road, Grand Cayman KY1-1110, Cayman Islands.

Regulatory Disclosures

Policies

Our Risk Statement, Conflicts of Interest Policy and Best Execution Policy are all available by clicking this link.

Privacy Notice

Our privacy notice is available by clicking this link.

UK Retail Distribution Review

The Financial Conduct Authority has introduced regulations (the Retail Distribution Review) to require the bulk of the investment industry to reduce bias and improve quality of investment advice. This will force many firms to move closer to policies adopted by Stern.  Advice from J. Stern & Co LLP and Star Fund Managers LLP is categorised by the FCA as “restricted” because we do not advise on the whole range of “retail investment products”.   For example, we do not provide investment advice on products, such as stakeholder pensions, individual savings accounts or personal pension schemes. The service we provide all our clients is impartial, objective and unbiased.

United Kingdom’s Stewardship Code

Our Stewardship and Engagement policy is available by clicking this link.

Remuneration Policy

We apply a remuneration policy which is aligned with our investment strategy, risk appetite, and values. Our remuneration policy is consistent with a sound and prudent risk management and does not encourage excessive risk-taking related to sustainable, social or environmental events.

Our remuneration policy aims to:

  • Promote remuneration which is in line with the market rate for equivalent roles;
  • Prevent conflicts of interest;
  • Take into consideration financial and non-financial metrics to assess the performance of employees; and
  • Procure that the remuneration policy does not incentivise excessive risk-taking, including sustainability risks.
 
Finally, we apply a non-discriminatory approach to our recruitment process to ensure that job applicants are not subject to discrimination on the grounds of race, nationality, ethnic origin, religion or belief, disability, age or sexual orientation.
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