The J. Stern & Co Group
Regulatory Disclosures
Stern and J. Stern & Co. refer to the J. Stern & Co. Group. The group includes five regulated entities, J. Stern & Co. LLP, Star Fund Managers LLP, J. Stern & Co. (Switzerland) AG, J. Stern & Co. Limited and J. Stern & Co., LLC. It also includes J. Stern & Co. (Holdings) Limited, J. Stern & Co. Services Limited, JSC Capital Limited, SFM Capital Limited, Star Football Finance Limited and Star Rights Limited.
J. Stern & Co. LLP is a limited liability partnership incorporated in England and Wales under number OC378306. Its registered office is at 4 Carlton Gardens, London SW1Y 5AA, United Kingdom. J. Stern & Co. LLP is authorised and regulated by the Financial Conduct Authority under firm reference number 588344. It is a Registered Investment Adviser with the Securities and Exchange Commission under reference number 801-127099. Its Legal Entity Identifier, or LEI, is 2549003TLEXYJIFA3O32. A list of the members is available for inspection at the registered office and at Companies House.
Star Fund Managers LLP is a limited liability partnership incorporated in England and Wales under number OC341016. Its registered office is at 4 Carlton Gardens, London SW1Y 5AA, United Kingdom. Star Fund Managers LLP is authorised and regulated by the Financial Conduct Authority under firm reference number 491003. Its Legal Entity Identifier, or LEI, is 254900169A3U6PYDBU25. A list of the members is available for inspection at the registered office and at Companies House.
J. Stern & Co (Switzerland) AG is a company incorporated in Switzerland under Company number CHE-241.383.231. Its registered office is at Gartenstrasse 10, 8002 Zürich, Switzerland. J. Stern & Co (Switzerland) AG is licensed by FINMA as a portfolio manager, subject to OSFIN control supervision and affiliated with the OFD Association. 241.383.231. Its Legal Entity Identifier or LEI is 549300OBYZAC5DSMXD14.
J. Stern & Co. Limited is a company incorporated and registered in Malta under number C 100166. Its registered office is at 171, Old Bakery Street, Valletta, VLT1455, Malta and office address is at Dixcart House, 2, Sir Augustus Bartolo Street, Ta' Xbiex XBX1091, Malta. J. Stern & Co. Limited is authorised and regulated by the Malta Financial Services Authority.
J. Stern & Co., LLC is a limited liability company registered in Delaware. Its registered office is at Corporation Service Company, 251 Little Falls Drive, Wilmington, 19808, United States. Its office address is 45 Rockefeller Plaza, New York, NY 10111, United States. J. Stern & Co., LLC is registered as an Investment Adviser with the Securities and Exchange Commission under reference number 801-129253. Its Legal Entity Identifier, or LEI, is 254900NCXUCSPUDYCO68.
J. Stern & Co (Holdings) Limited is a company incorporated and registered in Malta under number C 80294 whose registered office is at 171, Old Bakery Street, Valletta, VLT1455, Malta.
J. Stern & Co Services Limited is incorporated in England and Wales under number 08205081. Its registered office is at 4 Carlton Gardens, London SW1Y 5AA, United Kingdom.
JSC Capital Limited, SFM Capital Limited and Star Football Finance Limited are all companies incorporated in England and Wales under numbers 08205095, 06733579 and 09558404 respectively. The registered office of each is at 4 Carlton Gardens, London SW1Y 5AA, United Kingdom.
Star Rights Limited is a company incorporated in Malta under number C 84110. Its registered office is at 171, Old Bakery Street, Valletta, VLT1455, Malta.
Policies
Our Risk Statement, Conflicts of Interest Policy and Best Execution Policy are all available by clicking this link.
Privacy Notice
Our privacy notice is available by clicking this link.
UK Retail Distribution Review
The Financial Conduct Authority has introduced regulations (the Retail Distribution Review) to require the bulk of the investment industry to reduce bias and improve quality of investment advice. This will force many firms to move closer to policies adopted by Stern. Advice from J. Stern & Co LLP and Star Fund Managers LLP is categorised by the FCA as “restricted” because we do not advise on the whole range of “retail investment products”. For example, we do not provide investment advice on products such as stakeholder pensions, individual savings accounts or personal pension schemes. The service we provide all our clients is impartial, objective and unbiased.
United Kingdom's Stewardship Code
Our Stewardship and Engagement policy is available by clicking this link.
Remuneration Policy
We apply a remuneration policy which is aligned with our investment strategy, risk appetite, and values. Our remuneration policy is consistent with a sound and prudent risk management and does not encourage excessive risk-taking related to sustainable, social or environmental events.
Our remuneration policy aims to: